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Tuesday, January 28, 2014

Chapter 25: The West and the World


Ch. 25 The West and the World: 1815-1914

·       The IR created a tremendously dynamic economic system in Brit, ERP, then N.Am
·       In the course of the 19th c, the system was extended across the face of the earth to non-Western areas
o   Some of the extension was peaceful and beneficial for all concerned, for the West had many products and techniques the rest of the world desired
o   If peaceful methods failed, ERPNs used their superior military power to force non-Western nations to open their doors to Western economic interests
·       IN general, Westerners fashioned the global economic system so that the largest share of the increasing gains from trade, technology, and migration flowed to the West and its propertied classes

The Rise of Global Inequality
·       The IR in ERP marked a momentous turning point in human history
·       The regions of the world that industrialized in the 19th c (ERP and N.Am) increased their wealth and power enormously in comparison to those that did not.
·       A gap between the industrializing regions and the nonindustrializing Third World regions (Africa, Asia, and Latin Am) opened up and grew steadily throughout the 19th c
·       This pattern of uneven global development became institutionalized, or built into the structure of the world economy
·       We evolved a “lopsided world,” a world of rich lands and poor
·       Recent studies
o   In 1750, the average standard of living was no higher in ERP as a whole than in the rest of the world
o   It was industrialization that opened the gaps in average wealth and well being among countries and regions
o   Income per person stagnated in the Third World before 1913, in striking contrast to the industrializing regions
§  Only after 1945, did Third World Countries finally make some economic progress beginning in their turn the critical process of industrialization
·       The rise of enormous income disparities, and indicators of equal disparities in food and clothing, health and education, life expectancy and general material well-being has generated a deal of debate
o   One side tresses that the West used science, technology, capitalist organization, and even its critical world view to create its wealth and greater physical well-being
o   Another side argues the West used its political and economic power to steal much o its riches, continuing in the 19th and 20th c’s the colonialism born of the era of expansion

The World Market
·       Commerce between nation stimulates economic development; so in the 19th c, ERP directed an enormous increase in international commerce
o   Brit took the lead in cultivating export markets for its booming industrial output, as Brit manufacturers looked first to ERP and then around the world
·       Brit dominated in the export market
o   Textiles: By 1820 Brit was exporting 50% of its production
o   ERP bought 50% of these cotton textile exports, while India bought only 6%
o   As ERPN nations and the US erected protective tariff barriers and promoted domestic industry, Brit cotton textile manufacturers aggressively sought and found other foreign markets in non-Western Areas
o   By 1850 India was buying 25% of Brit’s textiles and ERP only 16%
o   As a Brit colony, India couldn’t raise tariffs to protects its ancient cotton textile industry, and thousand of Indian weavers lost their livelihoods
·       Brit was also the world’s largest importer of goods
o   From repeal of Corn laws in 1846 to beginning of WWI in 1914, Brit remained the world’s emporium, where agricultural products and raw materials and manufactured goods entered freely
o   Free access to Brit’s market stimulated the development of mines and plantations in many non-Western areas
·       International trade also grew as transportation systems improved
o   Wherever RRs were built, they drastically reduced transportation costs, opened new economic opportunities, and called forth new skills and attitudes
o   Much of the RR construction in Latin Am, Asia, and Africa connected seaports with inland cities and regions, as opposed to linking developing cities and regions within the country
o   Should RRs dovetailed with Western economic interests, facilitating the inflow and sale of Western manufactured goods and the export and development of local raw materials
·       The power of steam revolutionized transportation by sea as well as by land
o   Steam power began to supplant sails on the oceans of the world in the late 1860s
o   Passenger and foreign rates tumbled as ship design became more sophisticated, and the intercontinental shipment of low-priced raw materials became feasible
o   The opening of the Suez and Panama Canals shortened global transport time considerably
o   In addition, port facilities were modernized to make loading and unloading cheaper, faster, and more dependable
·       Revolution in land and sea transportation encouraged EPRN entrepreneurs to open up vast new territories around the world and develop agricultural products and raw materials for sale in ERP
o   Improved transportation enabled Asia, Africa, and Latin Am to ship traditional tropical products (spices, tea, sugar coffee) as well as new raw materials for industry (jute, rubber, cotton, and coconut oil)
·       New communications systems directed the flow of goods across global networks
o   Transoceanic telegraph cables inaugurated rapid communications among the financial centers of the world
o   Communications network conveyed world commodity prices instantaneously
·       As their economies grew, ERPN began to make massive foreign investments beginning about 1840
o   By the first outbreak of WWI in 1914, ERPNS had invested more than $40 billion abroad
o   Brit, France, and Germany were the principal investing countries
o   The great gap between rich and poor within ERP meant that the wealthy and moderately well-to-do could and did send great sums abroad in search of interest in dividends
·       Much of capital exported did not go to ERPN colonies or protectorates in Asia and Africa
o   ¾ of total ERPN investment went to other ERPN countries, the US, and Canada, Australia, and New Zealand, and Latin Am
o   ERP found its most profitable opportunities for investments in construction of RRs, ports, and utilities that were necessary to settle and develop lands
o   By lending money for a foreign RR, ERPNs also enabled white settlers to buy ERPN rails and locomotives and to develop sources of cheap food and raw materials
o   Much of this investment was peaceful and mutually beneficial for lenders and borrowers
o   Victims were Native Am’s and Australian aborigines who were decimated by diseases, liquor, and weapons of an aggressively expanding Western society

The Opening of China
·       ERP’s relatively peaceful development of robust offshoots in N Am, Australia, and Latin Am absorbed huge quantities of goods, investments, and migrants
o   Yet ERP’s economic and cultural penetration of old, densely populated civilizations was also profoundly significant
o   With such civilizations, ERP increased their trade and profit, and were prepared to use force if necessary to attain their desires
o   Happened in China – a pattern of intrusion into non-Western lands
·       Traditional Chinese civilization was self sufficient
o   For centuries, China had sent more goods and inventions to ERP than its received, and this was still the case in 19th c
o   Trade w/ ERP was carefully regulated by Chinese imperial government (Qing/Manchu Dynasty) which required all foreign merchants to live in the southern port of Guangzhou/Canton and to buy and sell only to licensed Chinese merchants
o   Practices considered harmful to Chinese interests were strictly forbidden
·       For years the little community of foreign merchants in Canton had to accept the Chinese system
o   By 1820s, the dominant group, The Brit fought back
o   In the smoking of opium denounced by Chinese decrees, Brit merchants found something the Chinese really wanted
o   Grown legally in Brit-occupied India, opium was smuggled into China where its use and sale were illegal
o   Huge profits and growing addiction led to a rapid increase in sales
o   By 1836 the goal of Brit merchants in Canton was an indep Brit colony in China and “safe and unrestricted liberty” in their Chinese trade
o   Spurred by economic motives, they pressured Brit gov to take decisive action and enlisted support of other Brit manufacturers with visions of Chinese markets opening
·       At same time, Qing gov decided that the opium trade had to be stamped out
o   Was ruining the ppl and stripping the empire of silver that was going to Brit merchants to pay for opium
o   Gov began to prosecute Chinese drug dealers vigorously
o   In 1839, sent envoy Lin Zexu to Canton to deal with the crisis
§  Dealt harshly w/ Chinese who bought opium and seized opium stores of Brit merchants, who then withdrew to barren island of Hong Kong
§  Sent a letter justifying his actions to Queen Victoria
·       “Responsible for the habits and morals of its subjects and cannot rest content to see any of them become victims of a deadly poison”
·       Wealthy, well-connected Brit merchants appealed to their allies in London for support, and Brit gov responded
o   Wanted free, unregulated trade with China as well as establishment of diplomatic relations on ERPN model, with ambassadors, embassies, and published treaties
o   Using troops from India and being in control of the seas, Brit occupied several coastal cities and forced China to give into Brit demands
o   1842: Treaty of Nanking, the imperial gov was required to cede the island of Hong Kong to Brit forever, and to pay an indemnity of $100 million, and open up four large cities to unlimited foreign trade with low tariffs
·       With Brit’s new power over Chinese commerce, the opium trade flourished, and Honk Kong developed rapidly as an Anglo-Chinese enclave
o   China continued to accept foreign diplomats in Beijing, the capital, but disputes over trade between China and Western powers continued
o   Second round of foreign attack between 1856-1860, culminating in the occupation of Beijing by 17,000 Brit and French troops and the international burning of the emperor’s summer palace
o   Another round of harsh treaties gave ERPN merchants and missionaries greater privileges and protection and forced the Chinese to accept trade and investment on unfavorable terms for several more cities
·       ERPNs used military aggression to bow a hole in the wall of Chinese seclusion and open the country to foreign trade and ideas

Japan and the United States
·       Japan had its own highly distinctive civilization and even less use for Westerners
·       ERPN traders and missionaries first arrived in Japan in the 16th c
·       By 1640 Japan had reacted negatively to their presence – gov decided to seal off the country from all ERPN influences in order to preserve traditional Jap culture and society
·       When Am and Brit whaling ships began to appear off Jap coasts 200 yrs later, the policy of exclusion was still in effect
·       An order of 1825 commanded Jap officials to “drive away foreign vessels without second thought”
·       Jap’s unbending isolation seemed hostile and barbaric to the West, especially the US
o   Complicated the practical problems of shipwrecked Am sailors and provisioning of whaling ships and China traders sailing in eastern Pacific
o   Thwarted hope of trade and profit
o   Am’s shared the self-confidence and dynamism of expanding Western society, and felt destined to play a great role in the Pacific
o   To Am’s it seemed the duty of the US to force the Japs to share their ports and behave as a “civilized nation”
·       After unsuccessful Am attempts to establish commercial relations w/ Japan, Commodore Matthew Perry steamed into Edo (now Tokyo) bay in 1853
o   Relied in gunboat diplomacy: use or threat of military force to coerce a gov into economic or political agreements, and threatening to attack, Perry demanded diplomatic negotiations with the emperor
·       Japan entered a crisis
o   Some Japs warriors urged resistance
o   Senior officials realized how defenseless their cities were against naval bombardment
·       Shocked and humiliated, the Japs reluctantly signed a treaty with the US that opened two ports and permitted trade
·       Over the next 5 years, more treaties spelled out the rights and privileges of the Western nations and their merchants in Japan
·       Japan was “opened”
·       What the Brits did in China with war, the Am’s did in Japan with the threat of war

Western Penetration of Egypt
·       Egypt’s experience illustrates the explosive power of the expanding ERPN economy an society as well as their seductive appeal
o   ERPN involvement in Egypt led to a new model of formal political control, which EPRN powers applied widely in Africa and Asia after 1882
·       Of great importance in African and Middle Eastern history, Egpyt had been ruled by a succession of foreigners, most recently by the Ottoman Turks
o   1798: French armies under NAP invaded the Egyptian part of the Ottoman Empire and occupied the territory for 3 years
o   The power vacuum left by the French withdrawal stepped an extraordinary Turkish general, Muhammad Ali
·       Muhammad Ali
o   First appointed gov of Egypt in 1805 by the Turkish sultan, MALI set out to build his own state on the strength of a large, powerful army organized along ERPN lines
o   Drafted for the first time the illiterate, despised peasant masses of Egypt and hired French and Italian army officers to train these raw recruits and their Turkish officers
o   Gov was reformed: new lands cultivated, communications improved
o   By the end of his reign in 1848, MALI had established a strong and virtually indep Egyptian state, to be ruled by his family on a hereditary basis within the Turkish Empire
·       MALI’s policies of modernization attracted large numbers of ERPN to the banks of the Nile
o   Port city of Alexandria had more than 50,000 ERPNs by 1864
o   ERPNS served as army officers as well as engineers, doctors, gov officials, and police officers
o   Other ERPNs turned to trade, finance, and shipping
·       To pay for his ambitious plans, MALI encouraged development of commercial agriculture
o   This development had profound implications
o   Egyptian peasants were poor but largely self-sufficient, growing food for their own consumption on state owned lands allotted to them by tradition
o   Faced with possibility of export agriculture, high ranking officials and members of MALI’s fam began carving out large private landholding out of the state domain
o   New landlords made peasants their tenants and forced them to grow cash cps (cotton, rice) which were geared towards ERPN markets
o   Egyptian landowners “modernized” agriculture to the detriment of the peasant well being
·       Trends continued under MALI’s grandson Ismail
o   1863: Began 16 year rule as Egypt’s khedive (prince)
o   Educated at France’s leading military academy, Ismail was a westernizing autocrat
o   Large irrigation networks he promoted caused cotton production and exports to ERP to boom
o   Suez Canal was completed by a French company in 1869
o   Arabic of the Turkish masses replaced the Turkish of the foreign conquerors as the official language
o   Young Egyptians educated in ERP spread new skills
o   Cairo acquired modern blvds and Western hotels
o   Ismail: “My country is no longer in Africa, we now form part of Europe”
·       Ismail was too impatient and reckless
o   Projects enormously expensive
§  By 1876, Egypt owed foreign bondholders a colossal debt that it could not pay
§  France and Brit intervened and forced Ismail to appoint French and Brit commissioners to oversee Egyptian finances so that the Egyptian debt would be paid in full
§  Marked a sharp break with past: Throughout the 19th c, ERPNs used military might and political force to make sure that non-Western lands would accept ERPN trade and investment -- Now ERPNs were going to determine the state budget and effectively rule Egypt
·       Foreign financial control evoked a violent nationalistic reaction among Egyptian religious leaders, young intellectuals, and army officers
o   1879: Under leadership of Colonel Ahmed Arabi, they formed the Egyptian Nationalist Party 
§  Continuing diplomatic pressure, which forced Ismail to abdicate in favor of his weak son Tewfiq, resulted in bloody anti-ERPN riots in 1882
§  Number of ERPNs were killed, and Tewfiq and his court had to flee to Brit ships for safety
§  Brit fleet bombarded Alexandria, more riots swept the country, and Colonel Arabi led a revolt
§  But a Brit expeditionary force put down the rebellion and occupied all of Egypt
·       The Brits said their occupation was temporary, but Brits remained in Egypt until 1956
o   Maintained the facade of the khedive’s gov as an autonomous province of the Ottoman Empire, but the khedive was a puppet to Brits
o   Brit rule did result in tax reforms and somewhat better conditions for peasants, while foreign bondholders received their interest and Egyptian nationalist nursed their injured pride
·       Brit rule in Egypt provided a new model for ERPN expansion in densely populated lands
o   Such expansion as based on military force, political domination, and a self justifying ideology of beneficial reform
o   Model was predominating until 1914
·       So ERP’s IR lead to tremendous political and economic expansion after 1880

The Great Migration
·       Millions of ppl left ancestral lands in history’s greatest migrations
·       Opening of China and Egyptian debt had no significance for the millions of ordinary people
·       Great migration movement was the central experience in saga of Western expansion
·       Because of this great migration: the mass movement of ppl from ERP in the 19th c, the West’s impact on the world in the 19th c was so powerful and many sided

The Pressure of Population
·       In early 18th c, the growth of ERPN population entered its 3rd and decisive state, which continued unabated until the 20th c
·       Birthrates declined in the 19th c as well as death rates due to
o   Rising living standard
o   Revolution in medicine
·       Population of ERP more than doubled, from 188 million in 1800 to 432 mill in 1900
·       Figures underestimate ERP’s population explosion, between 1815-1932, more than 60 mill ppl left ERP
o   Migrants went to the areas of ERPN settlement – N and S America, Australia, New Zealand, and Siberia – where they contributed to a rapid growth in numbers
o   Since population grew more slowly in Africa and Asia than in ERP and Americas, ERPNs and ppl of predominately ERPN origin jumped from 24% of world’s population in 1800 to 38% in 1914
·       The growing number of ERPNs provided further impetus for Western expansion, and was a driving force behind emigration
o   Rapid increase in numbers put pressure on the land and led to land hunger and relative overpopulation in many areas
o   In most countries, migration increased 20 years after rapid growth in population
§  Many children of baby boom grew up and saw little available land/opportunities, thus migrated
o   Pattern was prevalent when rapid population increase predated extensive industrial development, which offered the best long term hope of creating jobs within the country and reducing poverty
o   Millions of country foil went abroad as well as to nearby cities in search of work/economic opportunity
·       3 facts
o   Number of men and women who left ERP increased rapidly at end of 19th c leading up to WWI
§  More than 11 mill left in first decade of 20th c, 5x as much as in 1850
§  Outflow of migrants was a clear defining characteristic of ERPN society for an entire period
o   Diff countries had very diff patterns of movement
§  Ppl left Brit and Ireland in large numbers from 1840s on
·       Reflected rural poverty and movement of skilled industrial technicians and preferences shown to Brit migrants in Brit Empire
·       1/3 of all ERPN migrants between 1840-1920 came from Brit Iles
§  German migration was diff
·       Grew irregularly after 1830; peaks in early 1850s and early 1880s
·       After, declined rapidly
·       Industrialization was providing adequate jobs at home
§  Italy
·       More and more Italians left the country up to 1914, reflecting severe problems in Italian villages and relatively slow industrial growth
§  Migration patterns mirrored social and economic conditions in the various ERPN countries and provinces
o   US did absorb the largest overall number of ERPN migrants, fewer than half of all migrants went to the US
§  Asiatic Russia, Canada, Argentina, Brazil, Australia, and New Zealand also attracted large numbers
§  Migrants accounted for a larger proportion of Argentina, Brazil, and Canada than it did in the US
§  Common Am assumption that ERPN migration meant to the US is inaccurate

European Migrants
·       The ERPN migrant was generally an energetic small farmer or skilled artisan trying hard to stay ahead of poverty
o   Not a desperately poor landless peasants or urban proletarian
o   These small peasant landowners and village craftsmen typically left ERP because their traditional way of life was threatened by too little land, estate agriculture, and cheap factory made goods
·       Determined to maintain or improve their status, migrants were a great asset to the countries that received them
o   Doubly so because the vast majority were young and often unmarried
o   Came in the prime of life and were ready to work hard in the new land
·       Many ERPNs moved but remained within EPR, settling temporarily or permanently in another EPRN country
o   Jews from e. ERP and peasants from Ireland migrated to Brit
o   Russians and Poles sought work in Germany
o   Latin ppl from Spain, Portugal, an Italy entered France
·       Many ERPNs were truly migrants as opposed to immigrants
o   Returned home after some time abroad
o   ½ in Argentina; 1/3 in US eventually returned to their native land
·       Likelihood of repatriation varied greatly by nationality           
o   Migrants from Balkans were much more likely to return to their countries than ppl from Ireland and eastern ERPN Jews
o   Possibility of buying land in the old counry was of central importance
§  Ireland/England/Scotland: land was tightly held by large, often absentee landowners, and little land was available for purchase
§  Russia: Jews were forced to live in Pale of Settlement and most Russian land was held by non Jews
§  For Irish farmers and Russian Jews, migration was a once and for all departure
·       Mass movement of Italians
o   As late as 1880s, ¾ Italians depended on agriculture
o   With influx of cheap N. Am wheat, many small landowning peasants whose standard of living was falling began to leave their country
o   Many went to the US, but before 1900, more went to Argentina and Brazil
·       Many Italians had no intention of settling abroad permanently           
o   Some called themselves “swallows”: After harvesting their own wheat and flax in Italy, they flew to Argentina to harvest wheat between Dec-April
o   Returning to Italy for the spring planting, they repeated this exhausting process
o   Hard life, but frugal workers could save $250-$350, where Italian agricultural workers earned less than $1 a day
·       Ties of family and friendship played a crucial role in movement of ppls
o   Many ppl from given province or village settled together in rural enclaves or tightly knit urban neighborhoods
o   Very often a strong individ (businessman, religious leader) would blaze the way and others would follow, forming a “migration chain”
·       Many landless young EPRN men and women were spurred to leave by a spirit of revolt and indep
o   Sweden and Norway, Jewish Russia and Italy, these young ppl felt frustrated by the small privileged classes, which often controlled church and gov and resisted demands for change and greater opportunity
o   Many young Norwegian seconded the passionate cry of Norway’s national poet Martinius Bjornson: “I will be crushed and consumed if I stay”
o   Many young Jews agreed with spokesman of Kiev’s Jewish community in1882, who summed up his congregations defiance of discrimination
·       For many, migration was a radical way to “get out from under”
·       Migration slowed down when the ppl won basic polit and social reforms, such as right to vote, equality before the law, and social security

Asian Migrants
·       Not all migration was from ERP
·       Substantial number of Chinese, Japanese, Indians, and Filipinos responded to rural hardship with temporary or permanent migration
·       At least 3 mill Asians moved abroad before 1920
o   Most went s indentured laborers to work under difficult conditions on plantations or in gold mines of Latin Am, southern Asia, Africa, California, Hawaii, and Australia
o   White estate owners used Asians to replace or supplement blacks after the suppression of the slave trade
§  In 1840s: strong demand for field hands in Cuba, and Spanish gov actively recruited Chinese laborers
§  1853-1873: more than 130,000 Chinese laborers went to Cuba
§  Maj spent their lives as virtual slaves
§  Great landlords of Peru brought more than 100,000 Chinese workers in the 19th c
§  Similar movements of Asians elsewhere
·       Migration from Asia would have been bigger if planters and mine owners in search of cheap labor had been able to hire as many Asian workers as they had wished
o   Could not
o   Asians fled plantations and gold mines as soon as possible, seeking greater opportunities in trade and towns
o   Came into conflict w/ local populations (Malaya, E. Africa, areas settled by ERPNs)
o   ERPN settlers demanded a halt to Asian migrants
·       By 1880s, Am’s and Australians were building great white walls: discriminatory laws designed to keep Asians out
·       Crucial factor in migrations before 1914: general policy of “whites only” in the open lands of possible permanent settlement
·       This was part of Western dominance in increasingly lopsided world
·       Largely successful in monopolizing the best overseas opportunities, ERPNs and pl of ERPN ancestry reaped the main benefits from the great migration
·       By 1913 ppl in Australia, Canada, and the US all had higher average incomes than ppl in Brit, still ERP’s wealthiest nation


Western Imperialism, 1880-1914
·       Expansion of Western society reached its apex between 1880 and 1914
·       The leading ERPN nations continued to send massive streams of migrants, money, and manufactured goods around the world, and also rushed to create/enlarge political empires abroad
·       Polit empire building contrasted with economic penetration of Non-Western territories between 1816-1880
o   Left China and Japan “opened”, but politically indep
o   By contrast, the empires of the late 19th c recalled the old ERPN colonial empires of the 18th and 18th c and led the contemporaries to speak of new imperialism: The late 19th century drive by ERPN countries to create vast political empires abroad

The European Presence in Africa Before 1880
·       Prior to 1880, ERPN nations controlled only 10% of the African continent and their possessions were hardly increasing
o   French began conquering Algeria in 1830
o   By 1880 substantial numbers of French/Spanish/Italian colonists settled among the Arab majority
o   The overall effect on Africa was minor
·       At southern tip of Africa, Brit had taken possession of the Dutch settlements at Cape Town during wars with NAP
o   Brit takeover of Cape Colony led Dutch cattle ranchers and farmers of 1835 to make their Great Trek into the interior, where they fought the Zulu and Xhosa ppl for land
o   After 1853, while Brit colonies such as Canada and Australia were evolving towards self-government, the Boers/Afrikaners (descendants of the Dutch settlers in the Cape Colony in Southern Africa), proclaimed their political indep and defended it against Brit armies
o   By 1880 Afrikaner and Brit settlers, who detested each other, had wrested control of much of Southern Africa from the Zulu, Xhosa, and other African ppl
·       Other than French presence in north and Brit and Afrikaners in south, Africa was largely free of Westerners
o   ERPN trading posts/forts back to Age of Discovery and slave trade dotted coast of W. Africa
o   Portuguese had a loose hold on old possessions in Angola and Mozambique
o   Elsewhere, ERPNs did not rule
·       After 1880, the situation changed drastically
o   In a manifestation of imperialism, ERPN countries jockeyed for territory in Africa, breaking with previous patterns of colonization and diplomacy

The Scramble for Africa After 1880
·       Between 1880-1900 Brit, France, Germany, and Italy scrambled for African possessions
o   By 1900 nearly the whole continent had been carved up under ERPN rule
o   Only Ethiopia in NE Africa (able to fight of Italian invaders) and Liberia on West African coast (settled by free slaves from the US) remained indep
o   In all other African territories, the EPRN powers tightened their control and established colonial governments in the years before 1914
·       Dutch settler repubs succumbed to imperialism, but final outcome was diff
o   Brit, led by Cecil Rhodes in the Cape Colony, leapfrogged over the 2 Afrikaner states  (Orange Free State and the Transvaal) in the early 1890s and established protectorates over Bechuanaland (Botswana) and Rhodesia (Zimbabwe and Zambia)
o   Although unable to undermine stubborn Afrikaners in Transvaal, English speaking capitalists such as Rhodes developed rich gold mines there, and Brit eventually conquered their white rivals in the bloody South African War (1899-1902)
·       In 1910 the old Afrikaner territories were united w/ the old Cape Colony and the eastern province of Natal in a new Union of South Africa, established as a largely “self-governing colony” (unlike any other territory in Africa)
o   Enabled defeated Afrikaners to use their numerical superiority over Brit settlers to gradually take polit power, as even most educated nonwhites lost right to vote outside Cape Colony
·       Certain events/individs stand out
o   Brit occupation of Egypt in 1882, which established the new model of formal political control
o   Role of Leopold II of Belgium, an energetic/strong-willed monarch of a tiny country with a lust for distant territory
§  1861: lad out vision of expansion
§  Steam and electricity annihilated distance, and the not yet taken lands are fields of operations/success
§  1876: Leopold was focusing on Central Africa
§  Formed financial syndicate under his personal control to send Henry M. Stanley, a sensation seeking journalist and part time explorer, to Congo basin
·       Was able to establish trading stations, sign “treaties” with African chiefs, and plant Leopold’s flag
§  Leopold’s actions alarmed the French who sent out an expedition under Pierre de Brazza
·       1880: De Brazza signed a treaty of protection with the chief of the large Teke tribe and began to establish a French protectorate on the north bank of the Congo river
·       Leopold’s buccaneering intrusion into the Congo area raised he question o political fate of Africa
o   By 1882 ERP caught “African fever”
o   There was a gold rush mentality; the race for territory was on
o   To lay down dome basic rules for this new dangerous game of imperialist competition in sub-Saharan Africa, Jules Ferry of France and Bismarck of Germany arranged an international conference on African in Berlin in 1884 and 18854
·       The Berlin Conference established the principle that ERPN claims to African territory had to rest on “effective occupation” in order to be recognized by other states
o   ERPNs would push relentlessly into the interior regions from all sides and that no single ERPN power would be able to claim the entire continent
o   Recognized Leopold’s personal rule over a neutral Congo free state and greed to work to stop slavery and slave trade in Africa
·       Berlin conference coincided with Germany’s sudden emergence as an imperial power
o   Meeting of EPRN leaders held in 1884 and 1885 to lay down basic rules for imperialist competition in sub-Saharan Africa
o   Prior to 1880, Bismarck saw little value in colonies
o   1884 and 1885, as political agitation of expansion increased, Bismarck did an abrupt about-face and Germany established protectorates over a number of small African kingdoms and tribes in Togo, the Cameroons region, SW Africa, and later E Africa
o   In acquiring colonies, Bismarck cooperated against Brit with France’s Jules Ferry (ardent repub who embraced imperialism)
o   With Bismarck’s tacit approval, the French pressed southwards from Algeria, eastward from their old forts on the Senegal coast, and northwards from their protectorate on the Congo river
·       Meanwhile, the Brit began enlarging their W African enclaves and impatiently pushed northward from the Cape Colony and westward from Zanzibar
o   Thrust southwards from Egypt was blocked in Sudan by indep Muslims who massacred Brit forces at Khartoum in 1885
·        Decade later, another Brit force, under General Horatio H. Kitchener moved cautiously and more successfully up the Nile River, building a RR to supply arms and reinforcements as it went
o   1898, Brit troops met their foe at Omdurman where Muslim tribesmen armed w/ spears charged again and again only to be cut down by recently invented Maxim machine gun
o   “Not a battle, but execution”
o   11,000 brave Muslim tribesmen lay dead, while 28 Brits were killed
·       Continued up Nile after Battle of Omdurman, Kitchener’s armies found that a small French force already occupied the village of Fashoda
o   Locked in imperial competition with Brit ever since Brit occupation of Egypt, France tried to beat Brit to one of Africa’s last unclaimed areas – upper reaches of the Nile
o   Result was serious diplomatic crisis and threat of war
o   Wracked by Dreyfus affair and unwilling to fight, France backed down and withdrew forces, allowing Brit to take over
·       Brit conquest of Sudan exemplifies the general process of empire building in Africa
o   Muslim force at Omdurman was inflicted on all natives ppls who resisted ERPN rule: blown away by superior military force
o   However much the EPR powers squabbled for territory and privilege, they always had the sense to stop short of fighting each other
o   Imperial ambitions were not worth a great ERPN war

Imperialism in Asia
·       ERPNs also extended their political control in Asia
o   1815 Dutch ruled little more than island of java in East Indies
o   Gradually brought almost all of the archipelago under their political authority, though they shared some of the spoils with Brit and Germany (imperialist fashion)
o   In decade of 1880s, French under leadership of Ferry took Indochina
o   India, China, Japan experienced a profound imperialist impact
·       Russia and US also acquired rich territories in Asia
o   Russia moved forward on two fronts
§  Conquered Muslim areas in south in Caucasus and in Central Asia in 1885
§  Nibbled on China’s outlying provinces in Far East in 1890
o   Great conquest by US was Philippines, taken from Spain in 1898 after Spanish-American War
§  US did not grant indep, so Philippine patriots rose in revolt and were suppressed after long, bitter fighting
§  Some Am’s protested taking of Philippines, but to no avail
§  Another great Western power joined the imperialist ranks in Asia

Causes of the New Imperialism
·       Many factors contributed to the late 19th c rush for territory and empire, n aspect of Western society’s generalized expansions in the age of industry and nationalisms
·       Economic motives
o   Especially Brit Empire
§  By late 1870s, France, Germany, and US were industrializing rapidly behind tariff barriers
§  Brit was losing early lead and facing tough competition in foreign markets
§  Brit came to value old possessions, especially India, which it had exploited for more than a century
§  When continental powers began to grab Asian and African territories in the 1880s, the Brits followed
§  Feared that France and Germany would seal off their empires with high tariffs and that future economic opportunities would be lost forever
·       Overall economic gains of new imperialism were limited before 1914
o   New colonies were simply too poor to buy much and offered few immediately profitable investments
o   Nonetheless, even poorest, more barren desert was jealously prized, no territory abandoned
o   Because colonies became important for political and diplomatic reasons
o   Each leading country saw colonies as crucial to national security and military power
§  Safeguarding Suez Canal was key role in Brit occupation of Egypt
§  Protecting Egypt led to bloody conquest of Sudan
o   Far flung possessions guaranteed growing navies safe havens and dependable coaling stations they needed in time of crisis or war
·       Many ppl were convinced that colonies were essential to great nations
o   “There has never been a great power without great colonies
o   National historian of Germany Heinrich von Treitschke wrote: Every virile ppl has established colonial power…all great nations in the fullness of strength have desired to set their mark upon barbarian lands…those who fail to participate will play a pitiable role in time to come
·       Treitschke’s harsh statement reflects increasing aggressiveness of ERPN nationalism after Bismarck’s German unification wars, but also Social Darwinian theories of brutal competition among races
o   The strongest nation conquers the weak
o   ERPN nations were seen as radically distinct parts of the dominant white race
o   Had to seize colonies to show they were strong and virile
o   Since racial struggle was nature’s inescapable law, the conquest of “inferior” peoples was just
§  Stepping stones on which mankind has risen
§  Harsh and radical doctrines fostered imperialistic expansion
·       Industrial world’s unprecedented technological and military superiority
o   Rapidly firing Maxim Machine gun was ultimate weapon in many unequal battles
o   Newly discovered quinine proved no less effective in controlling attacks of malaria, which had decimated whites in tropics
o   Combination of steamship and international telegraph permitted Western powers to quickly concentrate their firepower in a given area
·       Never before/again would technological gap between the West and non-West be so great
·       Social tensions and domestic political conflicts contributed to overseas expansion
o   Germany, Russia, other counties to a lesser extent: contemp critics of imperialism charged conservative polit leaders with manipulating colonial issues to divert popular attention from class struggle at home and to create a false sense of national unity
o   Imperial propagandists stressed that colonies benefited workers and capitalists, providing jobs and cheap raw materials that raised workers’ standard of living
o   Gov leaders and their allies in tabloid press successfully encouraged masses to savor foreign triumphs/glory to increase national prestige
o   Conservative leaders defined imperialist development as a national necessity, which they used to justify the status quo and their hold on power
·       Certain special interest groups in each country were powerful agents of expansion
o   Shipping companies wanted subsidies
o   White settlers wanted more land/protection
o   Missionaries/humanitarians wanted to spread religion and stop slave trade within Africa
o   Military men/colonial officials wanted highly paid positions
o   Actions of these groups pushed course of empire forward

A “Civilizing Mission”
·       Imperialists developed additional arguments to satisfy their consciences and answer critics – not just need for naval bases on every ocean/Darwinian racial struggle
·       Idea that ERPNs could “civilize” more primitive nonwhite ppls
o   Nonwhites would eventually receive the benefits of modern economies, cities, advanced medicine, higher standards of living
o   In time they might be ready for self-gov and Western democracy
·       French spoke of “civilizing mission”
·       1899 Rudyard Kipling (influential Brit writer of 1890s) exhorted ERPNS/Am’s to unselfish service in distant lands in his poem “The White Man’s Burden”
·       Many Am’s accepted ideology of white man’s burden: idea that ERPNs could and should civilize more primitive nonwhites and that imperialism would eventually provide nonwhites with modern achievements and higher standards of living
o   Important factor in decision to rule, rather than liberate, Philippines after Spanish-American War
·       Like their ERPN counterparts, Am’s believed their civilization had reached unprecedented heights and they had unique benefits to bestow on all “less advanced” ppls
·       Argument that imperial gov protected natives from tribal warfare as well as from cruder forms of exploitation by white settlers/business ppl
·       Peace and stability under EPRN control facilitated spread of CHR
o   In Africa, Cath and Prot missionaries competed w/ Islam south of Sahara seeking converts and building schools
o   Some ppls became highly CHR (Ibo in Nigeria)
·       Successes in black Africa contrasted with failed missionary efforts in India, China, and Islamic world
o   CHR often preached to ppl with ancient, deep rooted religious beliefs
Yet number of CHR around the world did increase substantially in the 19th c and missionary groups kept trying

Critics of Imperialism
·       Expansion of empire aroused sharp/bitter criticism
o   1902, after unpopular South African War, radical English economist J.A. Hobson in Imperialism
§  Contended that rush to acquire colonies was due to economic needs of unregulated capitalism, particularly need of rich to find outlets for their surplus capital
§  Yet imperial possessions did not pay off economically for the country as a whole – only unscrupulous special interest groups profited at expense of ERPN taxpayer and natives
§  Argued that quest for empire diverted popular attention away from domestic reform and need to reduce gap between rich and poor
·       These and similar arguments were not very persuasive
o   Most ppl were sold on the idea that imperialism was economically profitable for the homeland, and a broad and genuine enthusiasm for the empire developed among the masses
·       Hobson and many other critics struck home with moral condemnations of whites ruling nonwhites
o   Rebelled against Social Darwinian Thought
§  “O Evolution, what crimes are committed in thy name!”
§  “Blessed are the strong, for they shall prey on the weak”
·       Kipling and his king were lampooned as racial bullies whose rule rested on brutality, racial contempt, and the Maxim machine gun
·       Henry Labouchere, member of PLMT and prominent spokesman for this position, mocked Kipling’s poem
·       1902, Heart of Darkness Joseph Conrad castigated “pure selfishness” of ERPNS in “civilizing” Africa
·       Critics charged ERPNS with applying degrading double standard and failing to live up to their own noble ideals
o   At home ERPNS won or were winning rep gov, indiv liberties, and some equality of opportunity
o   In their empires, EPRNS imposed military dictatorship on Africans and Asian, put them to work involuntarily, and discriminated against them
o   Only by renouncing imperialism, its critics said, and giving captive ppls freedom Western societies had, would ERPNS be worthy of their traditions
·       ERPNs who denounced imperialist tide provided colonial ppls with a Western ideology of liberation

Responding to Western Imperialism
·       To ppl in Africa/Asia Western expansion was a disruptive assault
o   Threatened traditional ruling classes, local economies, exiting ways of life
o   CHR missionaries challenged established beliefs and values
·       Experienced crisis of identity exacerbated by the power and arrogance of white intruders

The Pattern of Response
·       Initial response of Africans/Asians was to drive unwelcome foreigners away
o   China/Japan/upper Sudan
o   Violent anti-foreign reactions exploded again and again but superior military tech of industrialized West almost always prevailed
·       Beaten in battle, they concentrated on preserving cultural traditions at all costs
·       Others found themselves forced to reconsider initial hostility
·       Some concluded the West was indeed superior and was necessary to reform their societies and copy EPRN achievements, esp if they wished to escape Western polit rule
·       Traditionalists vs westerners and modernizers
o   Struggle among groups was intense
o   Modernizers tended to gain upper hand
·       When power of traditionalists and modernizers was shattered by superior force, maj of Asians and Africans accepted imperial rule
o   Polit participation in non-Western lands was limited to small elites, masses were used to doing what rulers told them to do
o   ERPNs governed smoothly and effectively because of so
o   Received support from traditionalists and modernizers
·       Imperial rule was in many ways an edifice built on sand
o   Support from EPRN rule among conquered masses was shallow/weak
o   Native ppl followed with greater or lesser enthusiasm a few determined personalities who came to oppose the ERPNS
o   These leaders always arose, when ERPNS ruled directly and when they manipulated native govs because
§  Nonconformists developed burning desire for human dignity
·       Felt dignity was incompatible with foreign rule
§  Potential leaders found in the Western world the ideologies and justification for their protest
·       Discovered liberalism, with civil liberties and political self-determination
·       Echoed demands of anti-imperialism in EPR and Am that the West live up to its own ideals
·       Attracted to modern nationalism (every ppl had the right to control its own destiny)
·       After 1917, anti-imperialist revolt found another weapon In Lenin’s version of Marxian socialism
o   Anti-imperialist search for dignity drew strength from Western thought/culture
o   India/Japan/China

Empire in China
·       India was jewel of Brit Empire; no colonial area had a more profound Brit impact
o   Unlike Japan and China which maintained real/precarious indep
o   Unlike African territories which were annexed by ERPNs
o   Ruled absolutely by Brit for a very long time
·       Arrived in India in 17th c, Brit East India Company conquered the last indep native state by 1848
o   Last traditional response was broken in India in 1857 and 1858
o   Great Rebellion: when an insurrection by Muslim and Hindu mercenaries in Brit army spread throughout northern and central India before it was finally crushed, primarily by loyal native troops from southern India
o   Brit ruled India directly until indep in 1947
·       After 1858 India was ruled by Brit PLMT in London and administered by a tiny, all white civil service in India
o   In 1900 this elite consisted of fewer than 3,500 top officials for a population of 300 million
o   Brit white elite, backed by white officers/native troops was competent and well disposed toward welfare of Indian peasant masses
o   Practiced strict job discrimination and social segregation and most of its members considered the jumble of Indian ppls and castes to be racially inferior
·       Brit women played important part in imperial enterprise, esp after opening of Suez Canal made it easier for civil servants to bring their wives and children with them to India
o   Brit families tended to live in their own separate communities, where they occupied large houses with well shaded porches, lawns, servants
o   Wife managed household
o   Wife relished in authority and was as confident and authoritarian as Brits in India were
·       Small minority of Brit women sought to go further and shoulder the “white women’s burden” in India; many were social reformers/feminist/missionaries
o   Tried to improve lives of Indian women (Hindu/Muslim) and move them closer through education and legislation to the better conditions they believed western women had attained
o   Educated some elite Hindu women
·       Brit acted energetically and introduced many desirable changes to India as they had a sense of mission and racial/cultural superiority
o   Realized they needed well educated Indians to serve as skilled subordinates in gov/army, Brit established modern system of progressive secondary education in English
o   Through ed and gov service, Brits offered some Indians excellent opportunities for both economic and social advancement
o   High cast Hindus emerged as skillful intermediaries between Brit rulers and Indian ppl and formed a new elite profoundly influenced by Western thought and culture
·       New bureaucratic elite played curcal role in modern economic development
o   Irrigation projects for agriculture, 3rd largest RR network, large tep/jute plantations were developed
o   The lot of Indian masses improved little; increase in production was eaten up by population increase
·       With well-educate English speaking Indian bureaucracy and modern communications, Brit created a unified, powerful state
o   Placed Hindus and Muslims of entire subcontinent under same system of law/admin
o   As if ERP had been conquered and united in a single empire
·       Decisive reaction to ERPN rule was rise of nationalism among Indian elite
o   He could never be white ruler’s equal
o   Top jobs/hotels/clubs/RR compartments sealed off to brown-skinned Indians
o   Peasant masses could accept inequality as same old oppression, but well educated elite could not
o   For the elite, racial discrimination meant injured pride and injustice
o   Contradicted cherished Western concepts of human rights and equality
o   Based on dictatorship
·       By 1885 educated Indians came together to found predominately Hindu Indian National Congress
o   Demands were increasing for equality and self-gov that Brit had already granted white-settler colonies (Canada/Australia)
o   By 1907, emboldened by Japan’s success, radicals in Indian National Congress were calling for complete indep
o   Sharp divisions between Hindu/Muslims but Indians were finding answer to foreign challenge
o   Common heritage of Brit rule and Western ideals, along with reform and revitalization of Hindu religion, created genuine movement for national indep

The Example of Japan
·       When Matthew Perry arrived in japan in 1853 w/ gunboat diplomacy, japan was a feudal society
o   Figurehead emperor, real power in hands of hereditary military governor – shogun
o   Warrior nobility: samurai
o   Shogun governed country of hard-working productive peasants/city dwellers
o   Poor/restless, intensely proud samurai were humiliated by sudden American intrusion and unequal treaties with Western countries
·       When foreign diplomats and merchants began to settle in Yokohama, radical samurai reacted w/ wave of antiforeign terrorism and antigovernment assassinations from 1858-1863
·       Imperialist response was swift: allied fleet of Am, Brit, Dutch, French warships demolished key forts, weakening power/prestige of shogun’s gov
·       1867: coalition by patriotic samurai seized control of gov w/ hardly any bloodshed and restored political power of the emperor: Meiji Restoration – turning point
·       Goal of new gov was to meet foreign threat
o   “Enrich the state, strengthen armed forces”
o   Young but well trained, idealistic but flexible leaders of Meiji Japan dropped antiforeign attacks
o   Convinced that western civilization was superior in its military/industrial aspects, they initiated from above a series of measures to reform Japan along modern lines
o   Meiji leaders tried to harness power inherent in ERP’s dual revolution in order to protect their country and catch up with the West
·       1871: new leaders abolished old feudal structure of aristocratic/decentralized gov and formed strong unified state
o   Followed example of French Rev
o   Declared social equality
o   Decreed freedom of movement in a country
o   Free, competitive, gov stimulated economy
o   Began to build RRs and modern factories
o   New generation adopted many principles of a free, liberal society
o   Freedom resulted in a creative release of human energy
·       Overriding concern of Japan’s political leadership was powerful state and strong military
o   Powerful modern navy was created
o   Army completely reorganized along ErpN lines
§  3 yr military service required for all males
§  Put down disturbances in countryside
§  1877 used to crush major rebellion by feudal elements protesting loss of priveleges
o   Borrowed West’s science and modern tech
§  Industry, medicine, education
§  Encouraged to study abroad
§  Paid large salaries to attract foreign experts
·       Replaced by Japs ASAP
·       By 1890, when new state was firmly established, borrowing from West led to emphasis on keeping with Jap tradition
o   Following model of German Empire, Jap established authoritarian constitution and rejected democracy
o   Power of emperor and his ministers was large, legislature limited
·       Japan successfully copied imperialism of Western society
o   Proved Japan was strong and cemented the nation together
o   1876: Japan defeated China in war over Korea
o   1894-95: took Formosa (Taiwan)
o   Japan competed aggressively with leading EPRN powers for influence and territory in China, particularly in Manchuria
o   1904: Japan attacked Russia without warning, Japan emerged with valuable foothold in China, Russia’s former protectorate over Port Arthur
o   By 1910, with annexation of Korea, Japan had become a major imperialist power
·       Japan became first non-western country to use ancient love of country to transform itself and meet challenge of Western expansion
·       Demonstrated that a modern Asian nation could defeat/humble a great Western power
·       Many Chinese and Viet nationalists were fascinated by Japan’s achievement
·       Provided patriots throughout Asia and Africa with an inspiring example of national recovery and liberation

Towards Revolution in China
·       By 1860 the 200 y/o Qing Dynast in China appeared on the verge of collapse
o   Efforts to repel foreigners failed
o   Rebellion and chaos wracked the country
o   Gov drew on its traditional strengths and made a comeback that lasted over 30 yrs
·       Factors crucial in reversal
o   Traditional ruling groups temp produced new and effective leadership
§  Loyal scholar-statesmen and generals quelled disturbances such as great Tia Ping rebellion
§  Empress dowager Tzu Hsi governed in name of her young son, combining insight with action to revitalize the bureaucracy
o   Destructive foreign aggression lessened, ERPNs had obtained primary goal of commercial and diplomatic relations           
o   Some EPRNS contributed to dynasty’s recovery
o   Irishman reorganized China’s customs office, increasing gov tax receipts
o   Am diplomat represented China in foreign lands, helping strengthen central gov
o   Efforts dovetailed with dynasty’s efforts to adopt Western gov and tech while maintaining traditional Chinese values/beliefs
·       Parallel movement toward domestic reform and limited cooperation with West collapsed under blows of Jap imperialism
o   Sino-Jap war of 1894-1895 and subsequent harsh peace treaty revealed China’s helplessness in face of aggression, triggering rush fr foreign concessions and protectorates in China
o   High point of rush in 1898, appeared that the EPRN powers might actually divide China among themselves, as they’d recently divided Africa
o   Jealousy each nation felt toward imperialist competitors saved China from partition
o   Tempo of foreign encroachment accelerated after 1894
·       China’s precarious position after war with Japan led to renewed drive for fundamental reforms
o   Some modernizers saw salvation in Western institutions
o   1898: Convinced young emperor to launch hundred days of reform: Series of Western style reforms in an attempt to meet foreign challenge
o   More radical reformers such as Sun Yat Sen sought to overthrow dynasty and establish a republic
·       Efforts at radical reform by young emp and allies threatened Qing establishment and empress dowager Tzu Hsi who’d dominated court for past 25 yrs
o   Pulled palace coup
o   Imprisoned emperor, rejected reform movement, put reactionary officials in charge
o   Hope for reform was crushed
·       Violent rxn swepth country encouraged by Qing court and led by secret society foreigners called the Boxers
o   Boxers blamed China’s ills on foreigners, esp missionaries who they accused of traveling through China and telling Chinese that their customs were primitive and beliefs were wong
o   Conservative/patriotic/antiforeign Boxers charged foreign missionaries with undermining Chinese reverence for their ancestors and threatening the Chinese family and entire society
o   In agony of defeat and unwanted reforms, Boxers and other secret societies struck out at their enemies
§  NE China, more than 200 foreign missionaries/Chinese Christians were killed
§  Threats/demands from Western govs
§  Empress answered by declaring war, hoping Boxers might relieve their foreign pressure on Qing Dynasty
·       Imperialist response was swift harsh
o   Boxers besieged embassy quarter in Beijing, foreign govs organized international force of 20,000 to rescue diplomats and punish China
o   Beijing occupied and plundered by Western armies
o   1901 China was forced to accept long list of penalties, including heavy financial indemnity payable over 40 yrs
·       Years after defeat were more troubled
o   Anarchy/foreign influence spread as power/prestige of Qing Dynasty declined further
o   Antiforeign/antigov rev groups agitated/plotted
o   1912 spontaneous uprising toppled Qing Dynasty
o   After thousands of years of emperors/empires, loose coalition of revolutionaries proclaimed Western-style repub and called for an elected PLMT
o   Transformation of China under impact of expanding Western society entered a new phase, end was not in sight


3 comments:

  1. Thank you so much for your outlines they help so much!! I just wanted to say that the subtitle labeled "Empire in China" is supposed to say "Empire in India". Just helping my fellow Euro students :) Thank you again!

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  2. Thanks to your outlines, European History has been surprisingly easy for me. Thank you so much for all the hard work you've put into this.

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